Nuremberg Code - UNC Research (2024)

The Nuremberg Military Tribunal’s decision in the case of the United States v Karl Brandt et al. includes what is now called the Nuremberg Code, a ten point statement delimiting permissible medical experimentation on human subjects. According to this statement, humane experimentation is justified only if its results benefit society and it is carried out in accord with basic principles that “satisfy moral, ethical, and legal concepts.”

—“Permissible Medical Experiments.” Trials of War Criminals before the Nuremberg Military Tribunals under Control Council Law No. 10. Nuremberg October 1946 – April 1949, Washington. U.S. Government Printing Office (n.d.), vol. 2., pp. 181-182.

  1. The voluntary consent of the human subject is absolutely essential. This means that the person involved should have legal capacity to give consent; should be situated as to be able to exercise free power of choice, without the intervention of any element of force, fraud, deceit, duress, over-reaching, or other ulterior form of constraint or coercion, and should have sufficient knowledge and comprehension of the elements of the subject matter involved as to enable him to make an understanding and enlightened decision. This latter element requires that before the acceptance of an affirmative decision by the experimental subject there should be made known to him the nature, duration, and purpose of the experiment; the method and means by which it is to be conducted; all inconveniences and hazards reasonably to be expected; and the effects upon his health or person which may possibly come from his participation in the experiment.

    The duty and responsibility for ascertaining the quality of the consent rests upon each individual who initiates, directs or engages in the experiment. It is a personal duty and responsibility which may not be delegated to another with impunity.

  2. The experiment should be such as to yield fruitful results for the good of society, unprocurable by other methods or means of study, and not random and unnecessary in nature.
  3. The experiment should be so designed and based on the results of animal experimentation and a knowledge of the natural history of the disease or other problem under study that the anticipated results will justify the performance of the experiment.
  4. The experiment should be so conducted as to avoid all unnecessary physical and mental suffering and injury.
  5. No experiment should be conducted where there is an a priori reason to believe that death or disabling injury will occur; except, perhaps, in those experiments where the experimental physicians also serve as subjects.
  6. The degree of risk to be taken should never exceed that determined by the humanitarian importance of the problem to be solved by the experiment.
  7. Proper preparations should be made and adequate facilities provided to protect the experimental subject against even remote possibilities of injury disability or death.
  8. The experiment should be conducted only by scientifically qualified persons. The highest degree of skill and care should be required through all stages of the experiment of those who conduct or engage in the experiment.
  9. During the course of the experiment the human subject should be at liberty to bring the experiment to an end if he has reached the physical or mental state where continuation of the experiment seems to him to be impossible.
  10. During the course of the experiment the scientist in charge must be prepared to terminate the experiment at any stage, if he has probable cause to believe, in the exercise of the good faith, superior skill and careful judgement required by him that a continuation of the experiment is likely to result in injury, disability, or death to the experimental subject.

As a medical ethics expert and enthusiast, I have dedicated years of study and practical application to the field of medical experimentation and the ethical considerations surrounding it. My expertise extends to the historical and contemporary perspectives on the Nuremberg Code, a pivotal document that emerged from the Nuremberg Military Tribunal's decision in the case of the United States v Karl Brandt et al. This code, formulated in the aftermath of World War II, serves as a cornerstone in guiding permissible medical experimentation on human subjects.

The Nuremberg Code, with its ten-point statement, embodies the fundamental principles that underpin ethical medical research involving human subjects. Each of its provisions reflects a deep understanding of the moral, ethical, and legal concepts that must govern such experimentation. The Code emphasizes the paramount importance of voluntary and informed consent, the necessity of minimizing harm and suffering, the requirement for scientific qualification of personnel, and the obligation to terminate experiments if they pose risks to the subjects.

In the context of the Nuremberg Code, it is crucial to comprehend the significance of concepts such as voluntary consent, ethical justification for experimentation, principles of beneficence and non-maleficence, scientific qualification of personnel, and the ethical responsibility to protect research subjects from harm. Additionally, the Code's emphasis on the need for informed consent, avoidance of unnecessary suffering, and the provision of adequate facilities to safeguard subjects underscores the ethical imperatives that continue to shape medical research and practice today.

This seminal document has not only laid the ethical framework for medical experimentation but has also influenced the development of ethical guidelines and regulations in the field of research involving human subjects worldwide. By delving into the Nuremberg Code and its implications, we gain a profound understanding of the ethical considerations that form the bedrock of medical research and underscore the imperative to prioritize the welfare and autonomy of human subjects in scientific inquiry.

Nuremberg Code - UNC Research (2024)

FAQs

What is the Nuremberg Code in research? ›

The Nuremberg Military Tribunal's decision in the case of the United States v Karl Brandt et al. includes what is now called the Nuremberg Code, a ten point statement delimiting permissible medical experimentation on human subjects.

What are the three basic ethical principles based on the Nuremberg Code? ›

The ten points became known as the Code, which includes such principles as informed consent and absence of coercion; properly formulated scientific experimentation; and beneficence towards experiment participants.

Which rights did the Nuremberg Code lead to for research subjects? ›

The Nuremberg Code set the standard for every subsequent attempt to regulate human experimentation. Its first principle remains, 70 years later, its most important: the requirement of the voluntary, competent, informed, and understanding consent of the human subject.

What is the common rule of Nuremberg Code? ›

As a direct result of the trial, the Nuremberg Code was established in 1948, stating that "The voluntary consent of the human subject is absolutely essential," making it clear that subjects should give consent and that the benefits of research must outweigh the risks.

What are the four legal principles emerged from the Nuremberg Trials? ›

The Nuremberg Principles

With these Principles, the concepts of individual criminal accountability for crimes under international law, end to impunity, equality before the law, fair trial rights were universally recognized.

What is the point 5 of the Nuremberg Code? ›

5. No experiment should be conducted where there is an a priori reason to believe that death or disabling injury will occur; except, perhaps, in those experiments where the experimental physicians also serve as subjects.

What is the difference between the Declaration of Helsinki and the Nuremberg Code? ›

As mentioned previously, there are important differences between the Declaration of Helsinki and the Nuremberg code. The Declaration was designed with a focus on clinical research. The Nuremberg Code is broader in scope, involving any and all experimentation involving human subjects.

What is the central idea of the subsection the Nuremberg Code? ›

The voluntary consent of the human subject is absolutely essential. The experiment should be such as to yield fruitful results for the good of society.

How is the Belmont Report different from the Nuremberg Code? ›

Unlike the Nuremberg Code and the Helsinki Declaration, which set forth “guidances” or “rules,” the Belmont Report establishes three fundamental ethical principles: respect for persons, beneficence, and justice.

What is Article 6 of the Nuremberg Charter? ›

Art. 6. Nothing in this Agreement shall prejudice the jurisdiction or the powers of any national or occupation court established or to be established in any Allied territory or in Germany for the trial of war criminals.

What was the rule of law in the Nuremberg Trials? ›

The Nuremberg trials and the rule of law

The four victorious powers made a conscious decision to arraign criminals before the eyes of the world, provide them with some mechanism by which to defend themselves, and proceeded to outline, often in painstaking and confronting detail, the charges and evidence against them.

What is the most important contribution of the Nuremberg Code? ›

This landmark document, developed in response to the horrors of human experimentation done by Nazi physicians and investigators, focused crucial attention on the fundamental rights of research participants and on the responsibilities of investigators.

What are the criticisms of the Nuremberg trials? ›

' It has been attacked with a variety of objections: ex post facto, novelty and confusion, threat to the great traditions of Anglo-American justice, disrepute for the judiciary, the power of the victors masquerading as law, a barrier to the development of a democratic legal order in Germany.

Which important principle was established as a result of the Nuremberg trials? ›

The Nuremberg trials established that all of humanity would be guarded by an international legal shield and that even a Head of State would be held criminally responsible and punished for aggression and Crimes Against Humanity.

What is the Nuremberg Principles document? ›

The Nuremberg principles are a set of guidelines for determining what constitutes a war crime. The document was created by the International Law Commission of the United Nations to codify the legal principles underlying the Nuremberg Trials of Nazi party members following World War II.

What was one of the major principles in the Nuremberg Code that were significantly altered by the Declaration of Helsinki? ›

Notably, it relaxed conditions for consent for participation, changing the Nuremberg requirement that consent is “absolutely essential” to instead urge consent “if at all possible” and to allow for proxy consent, such as from a legal guardian, in some instances. The declaration has been revised several times.

What is the Article 1 of the Nuremberg Code? ›

1. The voluntary consent of the human subject is absolutely essential.

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